The Compliance Pain

Increasing regulatory oversight and static IT budgets create compliance headaches for the CIOs and CTOs of DrKW, Evergreen Investments, and JPMorgan Investor Services.

Bring up the topic of compliance with most CIOs and they wince. Basel II, Sarbanes-Oxley and the USA Patriot Act all provide benefits to the financial industry as a whole, but for many individual firms, they're resource sinkholes. Waters gathered three IT executives, representing the buy side, sell side and outsourcing service providers, to pick their collective brains on their least favorite but most pressing topic: compliance. The impromptu virtual panel comprises J.P. Rangaswami, CIO of

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

Most read articles loading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here