Appendix A: Useful Links
Aviv Handler
Appendix A: Useful Links
Section 1: Introduction
“Big Compliance” Hits Energy and Commodities
Regulatory Foundations: Financial Instruments, Venues and Trade Reporting
Section 2: Rule by Rule
EMIR
REMIT: The Energy Anti-abuse Rule
The Market Abuse Regulation: How Does it Apply to Energy and Commodities?
MiFID II: How Does It Apply to Energy and Commodities?
Other Regulations
Section 3: Architecture, Process and Summary
Technology Infrastructures Around Regulatory Compliance
Organisation, Process and Conclusion
Appendix A: Useful Links
Appendix B: Glossary
Appendix C: Determination of Trade Status
G20 2009 Summit in Pittsburgh – Declaration: http://www.g20.utoronto.ca/2009/2009communique0925.html
EMIR
EMIR Regulation EU 648/2012: https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32012R0648&from=EN
EMIR Delegated Regulation EU 149/2013: https://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2013:052:0011:0024:EN:PDF
Regulatory technical standards (RTS) ESMA/2012/600 on the clearing obligation, threshold calculation, CCPs and reporting: https://www.esma.europa.eu/sites/default/files/library/2015/11/2012–600_0.pdf
EMIR Questions and Answers document: https://www.esma.europa.eu/sites/default/files/library/esma70–1861941480–52_qa_on_emir_implementation.pdf
Updated reporting RTS – Commission Implementing Regulation EU 2017/105: https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32017R0105&from=EN
EMIR Refit Regulation EU 2019/834: https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32019R0834&from=EN
EMIR validation spreadsheet: https://www.esma.europa.eu/sites/default/files/library/emir_validation_table.xlsx
REMIT
REMIT Regulation EU 1227/2011: https://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2011:326
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@risk.net
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@risk.net