FCA in new conduct risk push for wealth management firms
UK financial regulator to host conference on conduct risk in drive for greater transparency and higher standards in wealth management industry
The Financial Conduct Authority is to send out invitations this week to the heads of all the UK's wealth management companies, calling them to briefings on the subject of conduct risk management in November at its offices in Canary Wharf.
Invitees will range from the largest private client firms, such as Barclays Wealth and stockbroker Rathbones, to managers from hundreds of small regional brokers and discretionary money managers, together with trading platforms that market contracts for
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